Compliance & Regulatory Framework
SHI MI & CO operates within a clearly defined regulatory framework, providing licensed advisory and support services exclusively within non-regulated activities.
Licensed Activities
SHI MI & CO is licensed to provide the following professional services:
- Business & Management Consulting
- Corporate & Commercial Advisory
- Business Intermediation & Representation
- Administrative & Operational Support
- International / Cross-Border Business Support
All services are delivered as professional advisory, coordination, and support services. Our engagements are structured as service agreements with clearly defined scope, deliverables, and documentation requirements.
Prohibited Activities
SHI MI & CO does not provide regulated financial services.
SHI MI & CO operates exclusively as an advisory, coordination, and support firm. We do not engage in activities that require banking, investment, brokerage, or payment services licenses.
SHI MI & CO explicitly does not provide:
- Banking services
- Investment advisory services
- Brokerage services
- Asset management services
- Fund management services
- Payment processing services
- Money transmission services
- Foreign exchange services
- Securities trading or dealing
- Financial intermediation requiring regulatory authorization
Client Funds Policy
SHI MI & CO does not accept or manage client funds.
SHI MI & CO does not accept deposits, hold client funds, manage client accounts, or engage in any activity involving the custody, transfer, or management of client money or assets.
All service fees are invoiced and collected through standard commercial payment channels. We do not maintain client accounts, escrow accounts, or any form of client fund custody.
Payment for services is processed through standard commercial invoicing procedures. Clients remit payment directly to SHI MI & CO through established banking channels, without any intermediary fund management or custody arrangements.
Service Structure
All engagements with SHI MI & CO are structured as professional service agreements. Each engagement includes:
- Clearly defined scope of services
- Documented deliverables and timelines
- Fee structure and payment terms
- Confidentiality and data protection provisions
- Limitations and exclusions of services
- Compliance documentation and reporting requirements
Service agreements explicitly state the advisory, coordination, and support nature of our services, and clearly exclude any regulated financial activities or fund management functions.
Regulatory Compliance
SHI MI & CO maintains strict adherence to all applicable regulatory requirements. Our operations are conducted within the parameters of our business license, and we do not engage in activities that fall outside our licensed scope.
We maintain appropriate documentation, record-keeping, and reporting procedures to ensure ongoing compliance with regulatory obligations. All client engagements are documented in accordance with professional service standards and applicable regulatory requirements.
SHI MI & CO does not provide services that require additional regulatory authorization beyond our current business license. We do not represent ourselves as licensed to provide banking, investment, brokerage, or payment services.
Client Responsibilities
Clients engaging SHI MI & CO are responsible for:
- Understanding the scope and limitations of services provided
- Ensuring that their requirements fall within our licensed activities
- Obtaining appropriate regulatory authorization for their own activities, where required
- Compliance with all applicable laws and regulations in their jurisdictions
- Seeking independent legal, financial, or regulatory advice when necessary
SHI MI & CO provides advisory and support services only. Clients remain responsible for all decisions, actions, and compliance obligations related to their business activities.
Compliance Inquiries
For compliance-related inquiries, regulatory questions, or clarification regarding our licensed activities and service limitations, please contact us through our standard communication channels.
We maintain transparency regarding our regulatory status and service limitations, and are available to address compliance questions from clients, partners, or regulatory authorities.